Chapter 3 of 70
CHAPTER I
Medieval rhetoric and poetic to 1400 · Charles Sears Baldwin
CHAPTER I
THE SOPHISTIC TREND IN ANCIENT RHETORIC
REFERENCES AND ABBREVIATIONS
Ameringer Ameringer (T. E.), _The stylistic influence of the second sophistic on the panegyrical sermons of St. John Chrysostom_, Washington, 1921 (Catholic University of America Patristic Studies).
ARP Baldwin (C. S.), _Ancient rhetoric and poetic_, New York, 1924.
Boulanger Boulanger (A.), _Ælius Aristide et la sophistique dans la province d’Asie au ii siècle de notre ère_, Paris, 1923.
Burgess Burgess (T. C.), _Epideictic literature_, University of Chicago Studies in Classical Philology III (1902), 89-251.
Campbell Campbell (J. M.), _The influence of the second sophistic on the style of the sermons of St. Basil the Great_, Washington, 1922.
Guignet Guignet (M.), _St. Grégoire de Nazianze, orateur et épistolier_, Paris, 1911.
Hubbell Hubbell (H. M.), _The influence of Isocrates on Cicero, Dionysius, and Aristides_, New Haven (Yale dissertation), 1914.
Méridier Méridier (L.), _L’influence de la seconde sophistique sur l’œuvre de Grégoire de Nysse_, Paris, 1906.
Wright Wright (W. C), _Philostratus and Eunapius, the lives of the sophists_, with an English translation, London and New York, Loeb Library, 1922.
A. THE TWO HISTORIC CONCEPTIONS OF RHETORIC
Plato’s distrust of rhetoric is a permanent reminder. It is so significantly typical that it recurs throughout the history of education, and must recur. Again and again educational practise has found that it cannot do without rhetoric; again and again educational theory has grudgingly inquired what to do with it. For distrust of rhetoric may be more than the impatience of the philosopher with the orator, of speculation with ordered presentation, of the quest for truth with persuasion. This is involved too; for philosophers have often been impatient of presentation. They have wished to think aloud, or to question and answer, or merely to analyze for themselves, without being held to consecutive explanation. Plato himself falls short of discerning the importance of making truth available and effective for the mass of men incapable of scientific analysis; and this is the ground of Cicero’s rejoinder.[1] But Plato’s distrust is more deeply of rhetoric as he heard it taught. Even in his day Greek rhetoric was largely sophistic, the rhetoric of personal display and triumph. In the _Gorgias_[2] Socrates admits the function of a nobler rhetoric, but cannot find it in use. In the _Protagoras_[3] he asks the vital question, “_About what_ does the sophist make a man more eloquent?” In the _Phædrus_, which discusses rhetoric more specifically, his satire is most evidently of sophistic. To this the ultimate objection is moral. A man should train himself “not with a view to speaking and acting before the world, but for the sake of making himself able ... to please the gods.”[4] Plato challenges not merely the method of the sophists, but their ideal. Since rhetoric has almost always had some part in education, and since it always ultimately involves morality, Plato raises a leading question.
The ultimate, the only final answer to Plato’s challenge is the _Rhetoric_ of Aristotle. This proceeds from a conception not only larger than the sophistic of Gorgias and Protagoras, but also significantly divergent in aim. The true theory of rhetoric as the energizing of knowledge, the bringing of truth to bear upon men,[5] is there established for all time. Aristotle amply vindicated rhetoric by defining its place among studies, its necessary correlation with inquiry and with policy, its permanent function. He settled the question of rhetoric philosophically. He established its theory. But this theory was oftener accepted than followed. The sophists had, indeed, been put in their place more surely by Aristotle than by Plato; but they continued to thrive, until ancient rhetoric became more and more sophistic.
The conception animating the practise and the teaching of sophistic, far from being limited to antiquity, is medieval as well, and modern. Apparently it is permanent. Rhetoric is conceived by Aristotle as the art of giving effectiveness to truth; it is conceived alike by the earlier and the later sophists and by their successors as the art of giving effectiveness to the speaker. The conceptions are not contradictory. The second may be theoretically included within the first; and actually Demosthenes may learn something from Isocrates. But to embody them in educational procedure, to carry out either as the controlling idea of a course of study, is to discover that sooner or later they become practically incompatible. Ingenuous youth will be devoted either to energizing truth or to exploiting itself. There will come a parting of the ways; for the two conceptions are divergent. What Aristotle discerned as differentiating is differentiating still. The flaw in sophistic is moral. It may not impair technical training; but by deviating motive it tends to impair education.
For Aristotle’s theory is a touchstone. To recall rhetoric to the true function discerned by him has repeatedly been the object of reform in teaching. What has intervened to deviate rhetoric and frustrate its best use has again and again been the preoccupation with giving effectiveness not to the message, but to the speaker. Ancient sophistic is thus typical. It is not merely historical; it is historic. The false conception divined by Plato, and exposed finally by Aristotle’s demonstration of the true conception, led ancient rhetoric through empty personal triumphs into an elaborate art of display, devoid, at its worst, of other motive. As sophistic spread, as its idea of rhetoric became dominant, ancient education was narrowed;[6] and ancient oratory eddied in shallows until it found a new course with the new motive of Christian preaching.
In exorcising the false conception Aristotle removed the false sophistic emphasis from style. He does not despise, nor even slight, technic. He finds analysis of sentence rhythms necessary. But his goal in this, as in his analysis of figures, is beyond the technical means of securing particular effects. He does not classify figures for reference; he seeks in both phrase and cadence the function; and he discusses neither until he has spent some two-thirds of his treatise on the function of rhetoric as a whole course of study. This he finds philosophically necessary. Otherwise rhetoric cannot be justified; otherwise, he clearly implies, it is narrowed and degraded. For him rhetoric is so inextricably moral that it should never be divorced from subject matter of real significance.
But what subject matter of real significance has oratory when it is barred from discussion of present policy? Here appears a strong external cause of the spread of sophistic. The sophistical trend, already marked, was furthered by the narrowing of public discussion. Of the three fields[7] of oratory distinguished by Aristotle, deliberative, forensic, and occasional, the first was restricted by political changes. It faded with democracy. So later it faded at Rome, and still later in other realms. Deliberative oratory presupposes free discussion and audiences that vote. The steady increase of government from above administered by an appointed official class hastened also the tendency of the second kind of oratory, forensic, to become technical, the special art of legal pleading. Thus the only field left free was the third, occasional oratory, encomium, or panegyric, the commemoration of persons and days, the address of welcome, the public lecture. A favorite field even in Plato’s time, it is in any time the freest field for imaginative and emotional appeal and for personal triumphs. Thus it was early and assiduously cultivated by the sophists. Though it opens, on the other hand, the highest reaches of eloquence, though Isocrates is more than a sophist and Lincoln’s Gettysburg address is as far from sophistic as possible, still its becoming the main field of Greek oratory gave the lead to sophistic. In such conditions sophistic could control education; and its control of education reacted upon the conditions to make a vicious circle. Oratory and the training for it became preponderantly an art of display; and the rhetoric finally bequeathed by the ancient schools was sophistic.
In sum, the sophistic tendency, which may be found in any highly developed literature, was confirmed in Greek by causes both intrinsic and extrinsic. Becoming a habit, it became a scheme of education. Against this Plato represents Socrates in fundamental opposition. Aristotle does more than oppose it; he establishes constructively a rhetoric whose persuasion shall be more than personal appeal and personal triumph. But the rhetoric nobly and philosophically conceived by him did not succeed in supplanting the tendency seen at its best in Isocrates. The conception of Isocrates in Philostratus, though inadequate, is not wrong essentially.
The siren which stands on the tomb of Isocrates the sophist—its pose is that of one singing—testifies to the man’s persuasive charm, which he combined with the laws and habits of rhetoric. Balances, antitheses, rimes, though he was not their discoverer but only the skilful user of what had been discovered already, he put his mind to, and also to amplitude, rhythm, sentence-movement, beat. These things prepared the diction of Demosthenes, who was a pupil, indeed, of Isæus, but a disciple of Isocrates. Philostratus, _Lives of the Sophists_, I. 17 (Wright’s translation, page 50, modified).
The Isocratean ideal of eloquence, influential even upon its critic Dionysius of Halicarnassus, even upon so great an orator as Cicero,[8] became more sophistic in the practise of the schools. In the first century of our era sophistic had won its place, by the second century an eminence undisputed till Christian preaching returned to the sound ancient tradition.
For sophistic is the historic demonstration of what oratory becomes when it is removed from urgency of subject matter. Seeking some inspiration for public occasions, it revives over and over again a dead past. Thus becoming conventionalized in method, it turns from cogency of movement to the cultivation of style. Cogency presupposes a message. It is intellectual ordering for persuasion, the means toward making men believe and act. Style, no longer controlled by such urgencies of subject, tends toward decoration and virtuosity. A necessary study in any rhetoric, it had been highly cultivated during Greek democracy; but under monarchy and Empire it became a preoccupation, almost a monopoly. Sophistic practically reduces rhetoric to style. The old lore of investigation (_inventio_), paralyzed by the compression of its trunk nerve, has little scope beyond ingenuity. Organized movement[9] (_dispositio_), similarly impaired at the source, tends to be reduced to salience and variety, or to be supplanted by pattern. Memory becomes verbal. But style and delivery, becoming the main reliance, are elaborated into a systematic technic to a degree almost incredible to-day. In sheer virtuosity the second sophistic has hardly a parallel in earlier or later centuries. It is more like the art of Paderewski or Bernhardt than like that of Demosthenes.
B. THE SECOND SOPHISTIC[10]